Gary Gibbons

Gibbons博士是全球企业家精神—沃克尔中心（Walker Center for Global Entrepreneurship）的客座教授。他毕业于克莱尔蒙特研究学院彼得—德鲁克管理研究院（Claremont Graduate School - The Peter F. Drucker Graduate School of Management）并获得工商管理博士学位。Gibbons博士还拥有加利福尼亚州立大学的MS学位和亚利桑那大学的BS学位。他是Coleridge集团的首席高级分析师和投资组合管理人，Coleridge集团是亚利桑那州菲尼克斯的一家注册投资顾问公司

职位

负责人- The Coleridge Group

职权范围

金融 / 投资 管理

专业方向/经验

企业 金融

专家研究方

全面投资管理
股票证券 评估
不动产评估

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学历背景

金融策划管理学博士
Claremont Graduate School - The Peter F. Drucker Graduate School of Management


商学硕士
The California State University
(毕业论文: "Hedging Interest Rate Risk In The Financial Futures Market")


商学硕士
The University of Arizona

学业侧重

风险投资决策. 公司投资决策分析以及决策对公司资产的影响.

职业履历

负责人, 投资部总分析管理. 1987至今
亚利桑那 凤凰城注册公司 - The Coleridge Group

董事长
Hanseatic Group, Inc. (2003 - 2006).

金融部负责人 Houlihan, Lokey, Howard 公众金融部 (1995 -1997)

部门负责人:
投资政策委员会, 投资监察委员会, 管理执行委员会，会员.
Houlihan Lokey Howard and Zukin 投资管理有限公司. (1989 - 1991)

加州大学 金融系教授. 南加州大学访问教授, 加州州立大学访问教授, 长滩大学访问教授,恰曼大学访问教授(1984 - 1994)

副总裁兼 CFO - Hanseatic Corporation.
主要负责金融管理, 统计经济分析， 投资策划, 投资管理, 市场管理. (1983 - 1987)

副总裁 - Finance of Richmark Corporation; 家具生产厂. (1979 - 1983)

副总裁 - CPB Management; 洛杉矶投资公司专营演艺圈财产管理 (1975 - 1979)

管理委员兼秘书长 - TennisAmerica, Inc.; Billie Jean King 旗下地产,零售，运动公司总控股公司. (1973 - 1975)

注册 顾问 – 亚利桑那证券交易所
通过了以下证券交易员认证Series 2, Series 3, Series 63, Series 65.

1985 - 1994 期货交易注册认证

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语言

英文 – 母语
西班牙文 – 中级

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荣誉奖状

Beta Gamma Sigma 荣誉社团会员 - collegiate schools of business.

New World Economic Order 国际会议组织人 加州大学同恰曼大学联合举办.

Moderator, NFMA Strategic Action 委员会 for Dissemination Best Practices for 15c2-12 Required Information in Municipal Bond Markets

Phi Beta Delta 杰出贡献荣誉奖状.

Phi Beta Delta会员, 国际荣誉学者 组织.

丹佛金融策划学院杰出贡献感谢奖状 (1985 and 1986).

Listed in the 23rd Edition of Who’s Who in Finance and Industry, published by Marquis Who’s Who, Inc. (listed et seq. in the 24th, 25th, 26th, and 27th editions).

美国年度杰出青年提名

Member of the United States Professional Tennis Association (1972 -1990).

The Academy of Management
Member

Los Angeles Society of Financial Analysts, Regular Member

Phoenix Society of Financial Analysts, Regular Member

National Federation of Municipal Analysts, Member

发表作品

"Investor Decisions Under Conditions of Uncertainty: The Influence of Firm Specific Information on Trader's Behaviors in the Absence of Pre and Post Announcement Drift", 2005

Nineteen articles in popular trade press publication (various dates)

"Strokes and Strategies", edited by Gary Gibbons, TennisAmerica, 1973 Palo Alto, CA

项目与研究

Director Tredia Performance Fund Limited (International Hedge Fund administered by Citco)

Member - Mayor’s Task Force on Budget, Town of Payson Arizona

Member - County Facilities Committee, Gila County, Arizona

Director and Chairman of Hanseatic Group, Inc.

Expert witness in California Superior Court – Santa Anna, California.

Expert witness in Minnesota District Court - Saint Paul, Minnesota.

Expert witness in Federal District Court – Tucson, Arizona.

Referee for the Conflict Management Division of the Academy of Management.

Referee for the Journal of the Financial Management Association.

Director and Comm. Chair - The Industrial Development Authority of the County of Maricopa

Director of Kaiser Ventures (NASDAQ symbol KRSC, formerly Kaiser Steel Corp.)

Director of Windsor Investment Holdings Limited

Director of Houlihan Lokey Howard and Zukin Investment Management, Inc.

Director of Safe Harbor Capital Management, a Joint Venture between Houlihan Lokey Howard and Zukin Investment Management, Inc., and Twenty-First Securities.

Director of Uni-Net, Inc.; this company provided long distance telephone service in California, Arkansas, Oklahoma, and Texas.

Director of Pacific Midwest Gas Company, an integrated production, gathering, and exploration company based in Tulsa, Oklahoma.

Director of Richmark Corporation; this firm is a manufacturer of furniture and is based in the Los Angeles area.

Director of Century Technology; this firm is a small producer of medical pressure transducers.

Director of US Sports Company; this firm owned and operated the largest school for tennis professionals in the world.

Advised management and major shareholder of Kaiser Resources, Inc. (OTC, $120 million in market capitalization). Represented the major shareholder and the Pension Benefit Guarantee Corporation in secondary offering done with Salomon and L.H. Friend, Weinress & Frankson.

Advised Alatenn Corporation (ASE, $120 million in market capitalization) on purchase of Colony Energy

Managed and advised Carter-Miot Engineering on ESOP creation and sale

Participated in fund raising for:
Richmark Corporation
Cresco, Inc.
Gateway Computer
Colt Properties
Uni-Net, Inc.
Windsor Energy (US)
Windsor Energy (Alberta ex)
Oklahoma Housing Authority
Industrial Development Authority City of Richmond, VA - Heritage Oaks

Advised on restructure or recapitalization for:
Pacific Midwest Gas Corporation
Hanseatic Group, Inc.
US Sports Company
TennisAmerica, Inc.
Century Technology
876 Bond Fund of The Saint Paul Port Authority
Maryland Energy Financing Authority – Pencor
Larex Inc.

Acted as the Corporate Strategist for:
Pacific Midwest Gas Corporation
Windsor Energy Corporation
Uni-Net, Inc.

Acted as Chief Financial Officer for:
Richmark Corporation
Hanseatic Corporation

Valuation Work:
Valuation of intangible assets Van’s Inc. (NASD, $140 million in market capital, analysis was used to support petition to SEC requesting accelerated write-off of intangible assets) ($49,200,0000)
Valuation of County Bank for employee incentive Plan ($19,764,000)
Valuation of Larex, Inc. for The Minnesota Laborers Pension Fund ($5,000,000)
Valuation of CEMEC for The Minnesota Laborers Pension Fund ($5,000,000)
Valuation of Technimar for Miller & Schroeder Financial ($6,275,000)
Valuation of the 876 Bond Fund for the Port Authority of St. Paul ($111,000,000 par)
Valuation of the 876 Bond Fund for Tender offer of the Port Authority of St. Paul ($53,000,000)
Valuation of Hanseatic Group, Inc. for purchase of shareholder interests ($1, 450,000)
Value of Kaiser Ventures, LLC for regulatory purposes ($16,000,000)
Various other valuations in support of litigation
Various Municipal Bond issues were valued for Piper Jaffray & Company ($28 million par)

Managed stock portfolios for various clients. For example:
Physician’s Mutual Insurance Company
Home Federal
Billie Jean King
Pain Webber Trust
New Kaiser VEBA
Baker family funds
Kellogg family funds
“Tennessee” Ernie Ford
Merle Haggard
Everly Brothers

Managed fixed income portfolios for various clients. For example:
Agyros Foundation
Bank of Bermuda
Physician’s Mutual Insurance Company
Home Federal
Pacific Saving Bank
Imperial Mortgage
Pain Webber Trust
Billie Jean King
New Kaiser VEBA
Baker family funds
“Tennessee” Ernie Ford
Merle Haggard
Everly Brothers

Managed, designed or advised on quantitative strategies or due diligence analysis for various clients. For example:
Bass Brothers Enterprises
New Kaiser VEBA
Public Service Company of New Mexico
Phil 4:12 (Holding company for Howard Ahmanson, primary owner of Home Savings and Loan)
Pacific Savings Bank
Imperial Mortgage
San Clemente Bank
The Minnesota Laborer’s Pension Fund
Saint Paul Port Authority
Miller & Schroeder Financial Co., Inc.

Expert Witness:
Dr. Gibbons has fulfilled many engagements as an expert consultant and/or expert witness. Dr. Gibbons has qualified to testify as an expert witness in Federal District Court, State District Court and State Superior Court. He has consulted on matters concerning: enterprise valuation, securities valuation, portfolio structure, valuation of closely held firms, fiduciary duty as it applies to investment managers or investment advisers, the valuation of intangible assets and in matters involving corporate re-structuring. He has been engaged by well known national and regional law firms, ERISA trusts and their boards of trustees, public agencies, as well as securities brokerage firms and their clients. His engagements have been used in support of specific tax or regulatory positions, in civil litigation or in support of arbitration or mediation proceedings.